UK's Financial Conduct Authority Finds Weak Price Competition In Some Areas...
The Financial Conduct Authority (FCA) has today published the interim findings of its asset management market study, which suggests that there is weak price competition in a number of areas of the...
View ArticleNasdaq: Big Wins For Gränges And Immunovia In The European...
Nasdaq (Nasdaq: NDAQ) congratulates Gränges (short name: GRNG) and Immunovia (short name: IMMNOV) on being selected as International Star and Star of Innovation, respectively, in the European Small and...
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At the Cato Instituteâs 34th Annual Monetary Conference (Epilogue)
Photo Credit: Michael Mandibergread more...
View ArticleBats Welcomes Second Legg Mason Fund To The Bats ETF Marketplace - 21...
Bats Global Markets, Inc. (Bats: BATS), the #1 U.S. market for exchange-traded fund (ETF) trading, today welcomed a new fund from Legg Mason to the Bats ETF Marketplace. It is the 110th fund to be...
View ArticleFantastic Research and Where to Find It
Our SSRN headquarters in Rochester, NY is just as nerdy as you might hope an office full of adults who dedicate their whole working day to scholarly research would be. A lot of times this simply means...
View ArticleEBA Publishes List Of Public Sector Entities For The Calculation Of Capital...
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View ArticleTOM MTF Statistics Week 46, 2016
Click here to download the weekly statistics update of TOM MTF for week 46, 2016. In week 46 a total of 554.184 equity and index option contracts were traded resulting in a TOM MTF market share versus...
View ArticleVIGO System, A GPW Listed Company, Is Runner-Up In The 2016 Small And Mid-Cap...
VIGO System SA, a company listed on the GPW Main Market since December 2014, has won the second award in the Rising Star category. The very nomination of VIGO System to the finals of the European Small...
View ArticleNigerian Stock Exchange Weekly Report For Week Ending 18 November 2016
A turnover of 823.547 million shares worth N5.444 billion in 11,634 deals were traded this week by investors on the floor of the Exchange in contrast to a total of 2.847 billion shares valued at N7.420...
View ArticleA New Model For SEC Enforcement: Producing Bold And Unrelenting Results -...
Good morning and thank you, Dean [Trevor] Morrison for that very kind introduction. It is a pleasure to be here today and I want to thank the NYU Program on Corporate Compliance and Enforcement and the...
View ArticleLukken Welcomes Tom Sexton As President And CEO Of National Futures Association
Walt Lukken, president and CEO of FIA, congratulated Tom Sexton on being named president and CEO of the National Futures Association (NFA) today. read more...
View ArticleFederal Reserve Board To Broaden Scope Of Post-Employment Restrictions For...
The Federal Reserve Board on Friday announced it is broadening the scope of post-employment restrictions applicable to Federal Reserve Bank senior examiners and officers. read more...
View ArticleCFTC Commitments Of Traders Reports Update
The current reports for the week of November 15, 2016 are now available.read more...
View ArticleOpening Statement At 35th Annual Small Business Forum, SEC Commissioner...
Thank you, Keith [Higgins] for the introduction. Thank you, Sebastian [Gomez Abero] and the rest of the Office of Small Business Policy for organizing this annual gathering of the Commission, its...
View ArticleIrish Stock Exchange: Applegreen Wins Prestigious European SME Award
Applegreen, the #1 motorway service area operator in the Republic of Ireland, has won the prestigious “Star of 2016” at the European Small and Mid-Cap Awards. Applegreen beat off stiff competition from...
View ArticleNasdaq Files Form 8-K Reporting Management And Board Changes
On November 18, 2016, Nasdaq filed a Form 8-K with the U.S. Securities and Exchange Commission disclosing the appointment of Adena T. Friedman as the company's Chief Executive Officer and a member of...
View ArticleStatement Of CFTC Chairman Timothy Massad On The Announcement Of Thomas...
“I congratulate Tom Sexton on being named president and CEO of the National Futures Association (NFA). Tom brings a wealth of experience and a deep commitment to this role. We at the CFTC have a strong...
View ArticleFINRA Receives SEC Approval For Enhanced Price Disclosure To Retail Investors...
The Securities and Exchange Commission has approved FINRA’s proposal requiring its member firms to disclose on retail customer confirmations the “mark-up” or “mark-down” for most transactions in...
View ArticleCanadian Securities Regulators Release MFDA Oversight Review Report
The Canadian Securities Administrators (CSA) today released the Oversight Review Report of the Mutual Fund Dealers Association of Canada (MFDA).read more...
View ArticleCBOE Holdings Announces Early Termination Of Hart-Scott-Rodino Waiting Period...
CBOE Holdings, Inc. (NASDAQ: CBOE) today announced that the U.S. Federal Trade Commission has granted early termination of the waiting period under the Hart-Scott-Rodino Antitrust Improvements Act of...
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