Volcker Rule Testimony Of SIFMA Witness Ron Kruszewski At HFSC Hearing
Today, SIFMA Board Member and Stifel Chairman and CEO Ron Kruszewski testified on behalf of SIFMA before the House Committee on Financial Services Subcommittee on Capital Markets, Securities, and...
View ArticleAutorité Des Marchés Financiers: 2016 - Another...
The Autorité des marchés financiers (the “AMF”) today reported on its enforcement of the laws governing the Québec financial sector in 2016. In the past year, AMF teams developed new tools to further...
View ArticleOntario Securities Commission Publishes Report On Behavioural Insights In...
The Ontario Securities Commission (OSC) today published OSC Staff Notice 11-778 Behavioural Insights: Key Concepts, Applications and Regulatory Considerations, a report on how leading practitioners and...
View ArticleCFTC Swaps Report Update
CFTC's Weekly Swaps Report has been updated, and is now available.read more...
View ArticleMoscow Exchange: Risk Parameters Change In FX Market And Standardized...
FX marketread more...
View ArticleUS Department Of Justice: Former Vice President Of Finance At Publicly Traded...
A former vice president of finance for Bankrate Inc., a publicly traded financial services and marketing company headquartered in New York City, was charged in an indictment filed yesterday for his...
View ArticleThe Best of the Aleph Blog, Part 27
In my view, these were my best posts written between August and October 2013:read more...
View Article#HFT as an insight into where #fintech is going
#HFT as an insight into where #fintech is going https://t.co/AAxSoqZhsv — moneyscience (@moneyscience) March 30, 2017
View ArticleBioPharma Credit IPO Starts Trading On London Stock Exchange
London Stock Exchange welcomes today BioPharma Credit, a closed ended investment company focused on the life sciences industry, to the Specialist Fund Segment of the Main Market. BioPharma Credit...
View ArticleOrca Launches First Standardised Peer To Peer Investment Data & Research...
Orca, one of the leading independent data, research and analysis providers on the UK peer-to-peer lending market has today announced the launch of their new platform, aimed at helping financial...
View ArticleFirst Scale IPO: IBU-tec Listed On The Frankfurt Stock Exchange Today - All...
IBU-tec advanced materials AG (ISIN: DE000A0XYHT5) was listed in the Frankfurt Stock Exchange's new Scale segment today, making it the first IPO in the new segment for small and medium-sized...
View ArticlePayments Harmonization â The Countdown Has Started - Digital Impulse...
All current formats, procedures and payment slips will be replaced with the harmonization of Switzerland's payment traffic. Payments will henceforth be based on the globally recognized ISO 20022...
View ArticleESMA Publishes Final Rules To Ensure Integrity Of EU Financial Benchmarks
The European Securities and Markets Authority (ESMA) has published its final report containing the draft regulatory and implementing technical standards (RTS/ITS) under the Benchmarks Regulation (BMR)....
View ArticleBGC Partners Updates Its Outlook For The First Quarter Of 2017
BGC Partners, Inc. (NASDAQ: BGCP) ("BGC Partners", "BGC", or the "Company"), a leading global brokerage company servicing the financial and real estate markets, today updated its outlook with respect...
View ArticleUK's Financial Conduct Authority Fines Former Investment Banker For Sharing...
The Financial Conduct Authority (FCA) has today fined Christopher Niehaus, a former investment banker, £37,198 for sharing client confidential information over WhatsApp. The FCA found that Mr Niehaus...
View ArticleAvelacom Launches New Low Latency Route Options From Interxion London To...
Avelacom has extended its low latency network and launched a new point of presence (PoP) to connect Interxion’s London data centre and Borsa Istanbul, making it easier for London’s capital markets...
View ArticleMembers Approve Nigerian Stock Exchange Demutualisation Process
The Nigerian Stock Exchange (NSE or The Exchange) is pleased to announce that its members have approved the demutualisation programme of the Exchange. This decision was reached at the Extra-Ordinary...
View ArticleUK Parliament: Statement On legislating For The UK's Withdrawal From The EU
Secretary of State for Exiting the EU, David Davis, is to make a statement in the House of Commons on 30 March 2017 on legislating for the United Kingdom’s withdrawal from the European Unionread more...
View ArticleRemarks of Acting Chairman J. Christopher Giancarlo before the 11th Annual...
Remarks of Acting Chairman J. Christopher Giancarlo before the 11th Annual Capital Market Summit: Financing American Business, US Chamber of Commerce âTransforming the CFTCâ
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