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FINRA Seeks Comment On Its Engagement Programs - Part Of New Initiative To...

The Financial Industry Regulatory Authority (FINRA) today issued a Special Notice seeking comment on how to enhance its programs for engagement with its members and other stakeholders, with particular...

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Thomson Reuters Completes Clarient And Avox Acquisitions Creating...

Thomson Reuters has completed its acquisitions of Clarient Global LLC and Avox Limited, expanding its risk-management footprint and its ability to provide a best-in-class standard of customer solutions...

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Moscow Exchange: Xi Parameter Change For Non-Principal Futures

As per p.8 of Principal and non-principal futures listing Methodology (approved by NCC Management Board 29 May 2014) on 21/03/2017, 19-00 (MSK) Xi parameter for non-principal futures was changed:read...

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Canadian Securities Regulators Announce Climate Change Disclosure Review Project

The Canadian Securities Administrators (CSA) today announced a project to review the disclosure of risks and financial impacts associated with climate change. The project will gather information on the...

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Preet Bharara To Join NYU Law

NYU School of Law has announced that Preet Bharara will join the Law School as a distinguished scholar in residence on April 1, 2017. Bharara comes to NYU Law at the conclusion of his tenure as United...

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Thomson Reuters And SAP Team To Help Businesses Manage Compliance And...

Thomson Reuters is collaborating with SAP to allow its World-Check content to be available to customers within the SAP® Business Partner Screening application. The aim is to help organizations better...

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Deutsche Bank Opens Innovation Lab In New York City

Deutsche Bank announced today that it has opened an innovation lab in New York City, its fourth globally.read more...

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Stochastic control on the half-line and applications to the optimal...

We consider a stochastic control problem with the assumption that the system is controlled until the state process breaks the fixed barrier. Assuming some general conditions, it is proved that the...

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Optimal Portfolio under Fractional Stochastic Environment....

Rough stochastic volatility models have attracted a lot of attentions recently, in particular for the linear option pricing problem. In this paper, starting with power utilities, we propose to use a...

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Wiley CMAexcel Learning System Exam Review 2017, Instructor Guide: Part 1,...

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Wiley CMAexcel Learning System Exam Review 2017, Instructor Guide: Part 2 ,...

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Deep Learning for Finance: Deep Portfolios by J.B. Heaton, Nick Polson, Jan...

"Deep Learning for Finance: Deep Portfolios" https://t.co/WXM6C3s9w7 by Nicholas Polson (who will be in Paris, next week at @LouisBachelier) — Arthur…

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How Does Information Flow & Collaboration Take Place?

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Sears Acknowledges Possibility of Bankruptcy

Many of us have been predicting the demise of Sears for years.  The writing has been on the wall now for quite some time - falling sales, declining customer satisfaction, and many store closings....

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Japan's Securities And Exchange Surveillance Commission: Recommendation For...

The Securities and Exchange Surveillance Commission, today, made a recommendation to the Prime Minister and the Commissioner of the Financial Services Agency that an administrative monetary penalty...

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Japan Exchange Group: Notice Of Revision To Earnings Forecast And Dividend...

Japan Exchange Group hereby announces that the consolidated earnings forecast and year-end dividend forecast for the fiscal year ending March 31, 2017 released on October 28, 2016 have been revised as...

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Baymarkets Launches Clarity Platform For RegTech Solution Delivery - First...

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ESMA Publishes Two Sets Of Guidelines Under CSDR

The European Securities and Markets Authority (ESMA) has issued final reports on two sets of guidelines regarding the implementation of the Central Securities Depositary Regulation (CSDR).  The CSDR...

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eVestment Private Markets Study: Private Markets Investors Want More Data,...

In the latest eVestment survey of private markets limited partners and consultants, 40% of respondents agreed “it is easy to compare one fund manager’s performance numbers with another on a fair and...

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The Deal Economy UK Conference Reveals Upbeat Forecast For Mergers And...

Brexit means Brexit, but it may also be bullish. That was the key takeaway from participants, speakers and guests at our Deal Economy UK conference, hosted by The Deal, a business unit of TheStreet,...

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